CAPTIVE AGENTS
Quivergy Insurance Company
You place business with one carrier under a captive contract.
Does my captive carrier need to approve this?
Usually yes. Bring the checklist to your field or compliance office first.
Does Quivergy trade, hold money or take custody?
No. Quivergy is education, planning and household organization. Trades, policies and transfers stay with your firm, carrier or custodian.
Is Quivergy approved by FINRA, the SEC or my firm?
No regulator approves platforms like this. Your own firm reviews and approves your use. Quivergy gives them the materials and this checklist to do that review.
How is client data protected?
Encrypted storage, account-level access controls, and no sale of client data. We provide a security summary for your privacy (Reg S-P) review.
How does branding work?
Quivergy red stays, with your practice logo beside it. Your firm's advertising review covers the co-branded pages.