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    INVESTMENT ADVISER REPS

    Quivergy RIA

    Series 65/66 fee-based advice and assets under management.

    Do I need to update Form ADV?

    If Quivergy becomes part of your advisory service or fees, likely yes. Ask your compliance consultant.

    Can Quivergy move AUM accounts (ACATS)?

    Not directly. We prepare transfer paperwork; you submit it through your custodian.

    Does Quivergy trade, hold money or take custody?

    No. Quivergy is education, planning and household organization. Trades, policies and transfers stay with your firm, carrier or custodian.

    Is Quivergy approved by FINRA, the SEC or my firm?

    No regulator approves platforms like this. Your own firm reviews and approves your use. Quivergy gives them the materials and this checklist to do that review.

    How is client data protected?

    Encrypted storage, account-level access controls, and no sale of client data. We provide a security summary for your privacy (Reg S-P) review.

    How does branding work?

    Quivergy red stays, with your practice logo beside it. Your firm's advertising review covers the co-branded pages.

    You're a financial professional. Why are you here?